OMB Circular A-133 Compliance Supplement 2016
The Office of Management and Budget (OMB) has made the Compliance Supplement available in two commonly used formats, Microsoft Word and PDF (viewable with Adobe Acrobat Reader). This has been done in order to make this information as readily available as possible. OMB does not necessarily endorse these products or their companies.
Federal Register Notice for the 2016 Compliance Supplement
Compliance Supplement sections:
| Title Page |
PDF (1 page, 110 kb) |
Word (1 page, 81 kb) |
| Table of Contents |
PDF (9 pages, 229 kb) |
Word (9 pages, 67 kb) |
| Part 1 -- Background, Purpose, and Applicability |
PDF (10 pages, 275 kb) |
Word 10 pages, (68 kb) |
| Part 2 -- Matrix of Compliance Requirements |
PDF (10 pages, 829 kb) |
Word (10 pages, 110 kb) |
| Part 3 -- Compliance Requirements |
PDF (211 pages, 1,738 mb) |
Word (211 pages, 316 kb) |
| Part 4 -- Agency Program Requirements |
PDF (1 pages, 114 kb) |
Word (1 pages, 21 kb) |
| Part 4 -- U.S. Agency for International Development (USAID) |
PDF (6 pages, 244 kb) |
Word (6 pages, 34 kb) |
| Part 4 -- Department of Agriculture (USDA) |
PDF (128 pages, 1,136 kb) |
Word (128 pages, 181 kb) |
| Part 4 -- Department of Commerce (DOC) |
PDF (29 pages, 479 kb) |
Word (29 pages, 90 kb) |
| Part 4 -- Department of Defense (DOD) |
PDF (8 pages, 274 kb) |
Word (8 pages, 31 kb) |
| Part 4 -- Department of Energy (DOE) |
PDF (12 pages, 386 kb) |
Word (12 pages, 47 kb) |
| Part 4 -- Department of Homeland Security (DHS) |
PDF (26 pages, 493 kb) |
Word (26 pages, 72 kb) |
| Part 4 -- Department of Education (ED) |
PDF (237 pages, 1,928 kb) |
Word (237 pages, 313 kb) |
| Part 4 -- Department of Health and Human Services (HHS) |
PDF (299 pages, 2,460 kb ) |
Word (299 pages, 416 kb) |
| Part 4 -- Department of Housing and Urban Development (HUD) |
PDF (211 pages, 1,743 kb) |
Word (211 pages, 340 kb) |
| Part 4 -- Department of the Interior (DOI) |
PDF (51 pages, 666 kb) |
Word (51 pages, 110 kb) |
| Part 4 -- Department of Justice (DOJ) |
PDF (10 pages, 303 kb) |
Word (10 pages, 42 kb) |
| Part 4 -- Department of Labor (DOL) |
PDF (90 pages, 905 kb) |
Word (90 pages, 150 kb) |
| Part 4 -- Department of Transportation (DOT) |
PDF (74 pages, 798 kb) |
Word (74 pages, 123 kb) |
| Part 4 -- Department of the Treasury (TREAS) |
PDF (8 pages, 360 kb) |
Word (8 pages, 36 kb) |
| Part 4 -- Appalachian Regional Commission (ARC) |
PDF (12 pages, 293 kb) |
Word (12 pages, 40 kb) |
| Part 4 -- National Endowment for the Humanities (NEH) |
PDF (3 pages, 241 kb) |
Word (3 pages, 30 kb) |
| Part 4 -- Environmental Protection Agency (EPA) |
PDF (23 pages, 411 kb) |
Word (23 pages, 51 kb) |
| Part 4 -- Corporation for National and Community Service (CNCS) |
PDF (20 pages, 371 kb) |
Word (20 pages, 48 kb) |
| Part 4 -- Social Security Administration (SSA) |
PDF (4 pages, 265 kb) |
Word (4 pages, 29 kb) |
| Part 5 -- Clusters of Programs |
PDF (77 pages, 938 kb) |
Word (77 pages, 139 kb) |
| Part 6 -- Internal Control |
PDF (6 page, 234 kb) |
Word (6 page, 39 kb) |
| Part 7 -- Guidance for Auditing Programs Not Included |
PDF (8 pages, 235 kb) |
Word (8 pages, 61 kb) |
| Appendix 1 -- Federal Programs Excluded From A-102 Common Rule |
PDF (3 pages, 211 kb) |
Word (3 pages, 57 kb) |
| Appendix 2 -- Federal Agency Codification of Certain Governmentwide Grants Requirements |
PDF (4 pages, 228 kb) |
Word (4 pages, 59 kb) |
| Appendix 3 -- Federal Agency Contacts for A-133 Audits |
PDF (23 pages, 714 kb) |
Word (23 pages, 92 kb) |
| Appendix 4 -- Internal Reference Tables |
PDF (6 pages, 316 kb) |
Word (6 pages, 63 kb) |
| Appendix 5 -- List of Changes for the 2016 Compliance Supplement |
PDF (17 pages, 344 kb) |
Word (17 pages, 64 kb) |
| Appendix 6 -- Agency-Specific and Program-Specific Audit Guides |
PDF (1 page,149 kb) |
Word (1 page, 25 kb) |
| Appendix 7 -- Other OMB Circular A-133 Advisories |
PDF (11 pages, 342 kb) |
Word (11 pages, 74 kb) |
| Appendix 8 -- SAS 70 Examinations of EBT Organizations |
PDF (7 pages, 234 kb) |
Word (7 pages, 60 kb) |
| Appendix 9 -- Compliance Supplement Core Team |
PDF (1 page, 115 kb) |
Word (1 page, 54 kb) |
| Get .Zip Files |
PDF (37 files, 14,259 kb) |
Word (37 files, 3,427 kb) |
| Entire A-133 Compliance Supplement * |
PDF (1,622 pages, 7,369 kb) |
Word (1,622 pages, 2,145 kb) |
* Use the individual file in Part 4 instead of the entire A-133 Compliance Supplement document for the Special Tests related to CFDA 17.225 (Unemployement Insurance) .
Users of the Compliance Supplement may send comments on the document to htran@omb.eop.gov. Where possible, comments should reference the applicable page numbers. Please include the full body of the comments in the text of the email and not as an attachment. Please include the name, title, organization, postal address, phone number, and email address in the text of the message.